Form 144

Results: 602



#Item
341SEC filings / Financial regulation / New Deal / Securities Act / Form 144 / Economy of the United States / Finance / Securities Exchange Act / U.S. Securities and Exchange Commission / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

Fried. Frank, Harris, Shriver & Jacobson (London) LLP 99 City Road London E C I Y I A X Tel: +[removed]Fax: +[removed]www.friedfrank.com

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2007-09-05 14:55:27
342Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Net capital rule / Form 144 / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 14, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-08-13 19:34:41
343Finance / Financial system / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Security / Naked short selling / Form 144 / United States securities law / Financial economics / United States Securities and Exchange Commission

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 10, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-09-09 19:31:13
344Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 5, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-09-05 07:09:29
345Financial regulation / Securities Exchange Act / SEC filings / U.S. Securities and Exchange Commission / Government / Financial economics / Form 144 / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BOX[removed]November 1, 2013 Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Designation of Longer Period for Commission Action on

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-11-04 09:41:23
346Financial regulation / Economy of the United States / Securities Exchange Act / U.S. Securities and Exchange Commission / Chicago Board Options Exchange / International Securities Exchange / United States / Form 144 / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]September 10, 2013 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiven

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-09-11 11:01:21
34773rd United States Congress / United States Securities and Exchange Commission / Investment / Stock market / Securities Exchange Act / U.S. Securities and Exchange Commission / Short / Stock exchange / Form 144 / United States securities law / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BSE[removed]December 23, 2004 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2004-12-29 16:27:28
348Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Net capital rule / Form 144 / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 12, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-09-12 06:15:11
349Financial system / Finance / 73rd United States Congress / Financial services / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Broker-dealer / Form 144 / United States securities law / Financial economics / United States Securities and Exchange Commission

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 17, 2013 The Securities and Exchange Commission announced the temporary suspension, pursuant to Secti

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-09-17 08:39:50
35073rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Financial system / Securities regulation in the United States / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Business / Form 144 / United States securities law / Self-regulatory organizations / Financial regulation

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]November 5, 2013 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Chang

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-11-06 10:30:17
UPDATE